Loading... Please wait...

Series #99 - Professional Study Program

About The Series #99 Examination

COURSE SCHEDULE   FINRA EXAM OUTLINE

The Series 99 Operations Professional Examination qualifies an individual associated with a FINRA member firm to be a back office supervisor. The individuals required to take the exam are senior management over individuals responsible for “covered” functions, and any person who approves or authorizes the work of others in carrying out the covered functions. The exam consists of 100 multiple choice questions ; 2.5 hours testing time.

  • Series 99 : On-Demand Class
    $119.00 Series 99 : On-Demand Class
    • FOUR 2-HOUR SESSIONS AND INCLUDES 90 DAYS OF ACCESS TO...
  • SERIES 99 : TEXTBOOK WITH Online Question Bank
    $179.99 SERIES 99 : TEXTBOOK WITH Online Question Bank
    • TEXTBOOK WITH Online Question bank *Access to the Question Bank will expire after 5 months of the purchase date. One month and five month extensions may be requested for an additional charge of $25 for a one month...
  • Series 99 : Greico Online Question Bank
    $89.00 Series 99 : Greico Online Question Bank
    •Over 600 Questions •Administrative Capability for Compliance Managers... Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and...