Series 99

The Series 99 exam — the Operations Professional Exam — assesses the competency of an entry-level registered representative to perform their job as an operations professional.

The Series 99 exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an operations professional, including client on-boarding; financial control; receipt and delivery of securities and funds and account transfers, and collection, maintenance, reinvestment and disbursements of funds.

Please see FINRA Rule 1230(b)(6) Operations Professional for more information.

Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam and a revised Series 99 exam to obtain the Operations Professional registration. For more information about the SIE and Series 99 exams, refer to FINRA Rule 1210 and FINRA Rule 1220(b)(3).

62082399-15fc-4aa5-a96b-5fe019ec9a42.png

Scroll To View Full Catalog

Series 99 Full Catalog

  • A - Series 99 : Platinum Package

    A - Series 99 : Platinum Package

    Our premium platinum plus learning package … includes our engineered live instruction, revolutionary multi-media online on-demand class, comprehensive textbook along with our completely customizable question bank, giving students the tools they...

    $399.00
  • B - Series 99 : Gold Package

    B - Series 99 : Gold Package

    Our premier gold on-demand class and materials package … Includes our revolutionary multi-media online on-demand class, comprehensive textbook with section questions and chapter quizzes along with our completely customizable question bank, giving...

    $339.99
  • C - Series 99 : Silver Package

    C - Series 99 : Silver Package

    Our basic standard learning essential self study package … includes our easy to read, in-depth, comprehensive textbook with section questions and chapter quizzes along with our completely customizable question bank, giving students the tools they...

    $184.99
  • E - Series 99 : On-Demand Online Class

    E - Series 99 : On-Demand Online Class

    Greico On-Demand training, the only “online training as good as being there”. Greico has revolutionized On-Demand online learning by replicating the unique Greico in-class experience in the online format. Students will receive a workbook so...

    $199.00
  • F  - Series 99 : Online Question Bank

    F - Series 99 : Online Question Bank

    Completely Customizable to your learning needs. The Question bank allows you to create custom quizzes by topic, by section, and by chapter. Our simulated exams are weighted to replicate the actual FINRA exam experience to accurately predict your exam...

    $94.99
  • G  - Series 99 : Textbook

    G - Series 99 : Textbook

    The most up-to-date and professionally written textbook in the marketplace today. Easy to read, in-depth, comprehensive with section questions and chapter quizzes. 300 pages, glossary of terms and content index included. Engineered for maximum retention...

    $94.99
  • Z - Free Consultation

    Z - Free Consultation

    Purchase this product and we will give you a call to discuss what is the best way for your to prepare you or your team. Please include in the comments on check out what material you want to cover and any other relevant details about your situation.

    $0.00