Loading... Please wait...

Series #9/10 - Limited Principal/FINRA Branch Manager

About The Series #9/10 Exams

COURSE SCHEDULE   FINRA EXAM OUTLINE

The Series 9/10 exam is required to register as principals to supervise sales activities in corporate, municipal, and options securities, investment company products, variable contracts, and direct participation programs. In addition to branch office managers, regional and national sales managers may also register in this capacity.

The exam is split into two segments: the Series 9, which contains 55 options questions and the Series 10, which has 145 questions covering FINRA, New York Stock Exchange, Municipal Securities Rule Board, and Securities and Exchange Commission rules. Each segment may be taken separately. The testing time is 1 hour and 30 minutes for the Series 9. Four (4) hours are allowed for the Series 10.

  • SERIES 9/10 : PLATINUM PACKAGE
    $699.95 Choose Options SERIES 9/10 : PLATINUM PACKAGE
    • LIVE INSTRUCTION (32+ hours) WITH COMPLIMENTARY ACCESS TO ON-DEMAND ONLINE COURSE ($299) • Greico University Textbook (900 pg.) with chapter and section exams •Greico Online Question Bank (1500+...
  • SERIES 9/10 : GOLD PACKAGE
    $595.00 Choose Options SERIES 9/10 : GOLD PACKAGE
     •LIVE INSTRUCTION (32+ hours) WITH COMPLIMENTARY ACCESS TO ON-DEMAND ONLINE COURSE ($299) •Textbook (900 pg.) with Chapter and Section Exams •Instructor Help Line    LIVE INSTRUCTION...
  • SERIES 9/10 : SELF-STUDY BASIC PACKAGE
    $399.00 SERIES 9/10 : SELF-STUDY BASIC PACKAGE
    •Greico AcademyTextbook (900 pg.) with Chapter and Section Exams   Textbook Developed and taught by experts, the Greico Financial Trainings Platinum Volume Series 9/10 textbook establishes more In-Depth...
  • SERIES 9/10: On-Demand Course
    $299.00 SERIES 9/10: On-Demand Course
      The most in-depth quality instruction available 24/7 On-Demand with our industry experienced instructors using our famous Greico Engineered method of instruction. Greico Engineered method of instruction is...
  • SERIES 9/10 : LIVE INSTRUCTION (32+ hours) WITH COMPLIMENTARY ACCESS TO ON-DEMAND ONLINE COURSE ($299)
    $550.00 Choose Options SERIES 9/10 : LIVE INSTRUCTION (32+ hours) WITH COMPLIMENTARY ACCESS TO ON-DEMAND ONLINE COURSE ($299)
     •LIVE INSTRUCTION (32+ hours) WITH COMPLIMENTARY ACCESS TO ON-DEMAND ONLINE COURSE ($299) All training courses at Greico Financial Training have been Greico Engineered to appeal to all learning styles (Audio,...
  • Series 9/10 : TEXTBOOK WITH Chapter & Section Exams
    $350.00 Series 9/10 : TEXTBOOK WITH Chapter & Section Exams
     Textbook (900+ pg.) with Chapter and Secon Exams Developed and taught by experts, the Greico Financial Trainings Platinum Volume Series 9/10 textbook establishes more In-Depth material than any other Series 9/10...
  • SERIES 9/10 : GREICO ONLINE QUESTION BANK
    $180.00 SERIES 9/10 : GREICO ONLINE QUESTION BANK
    • Over 1500+ Questions • Administrative Capability for Compliance Managers. • Built your own finals, built your own practice exams... Test yourself with exam-focused questions, build personalized exams...