Series 6 (Legacy & Top Off)

The Series 6 exam — the Investment Company and Variable Contracts Products Representative Qualification Examination (IR) — assesses the competency of an entry-level representative to perform his or her job as an investment company and variable contracts products representative.

The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of an investment company and variable contract products representative, including sales of mutual funds and variable annuities.

Please see NASD Rule 1032(b) Investment Company and Variable Contracts Products Representative for more information.

Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam and a revised Series 6 to obtain the Investment Company and Variable Contracts Products registration. For more information about the SIE and Series 6 exams, refer to FINRA Rule 1210 and FINRA Rule 1220(b)(7).

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