Series 57

Series #57 - Securities Trader Examination

About The Series #57 Examination

FINRA EXAM OUTLINE

The Series 57 exam – the Securities Trader Qualification Examination – assesses the competency of an entry-level Securities Trader to perform their job.

The exam measures the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of a Securities Trader.

The exam consists of 125 scored questions and an additional 10 unscored pretest questions. Candidates are given 3 hours and 45 minutes to complete the exam. The passing score is 70 percent.

Scroll To View Full Catalog
Series 57
Class Login

Series 57 Full Catalog