Series 4

Series #4 - Registered Options Principal

About The Series #4 Examination

COURSE SCHEDULE   FINRA SERIES 4

The Series 4 examination is required of an individual who will function as a registered options principal. The Series 4 tests the individual's knowledge of options trading, exchange rules, and regulations applicable to the trading of options contracts, as well as the rules of the Options Clearing Corporation. The exam consists of 125 multiple choice questions; 3 hours testing time.

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