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Series #31 - Future Managed Funds

About The Series #31 Examination

COURSE SCHEDULE   FINRA EXAM OUTLINE

The Series #31 exam is required for those who wish to receive trailing commissions on commodity limited partnerships, commodity pools, or managed accounts guided by Commodity Trading Advisors. The Series 31 license is also meant for those supervising these same limited activities. Individuals who take this exam in lieu of the Series #3 cannot open individual futures trading accounts. Prerequisite is a FINRA registration, usually the Series 7 exam.

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