Series 27 & 28

Series #28 - Financial/Operations Principal

About The Series #28 Examination

COURSE SCHEDULE   FINRA EXAM OUTLINE

The Series #28 Financial and Operations Principal Examination qualifies an individual to be the financial officer of a FINRA member firm. The Examination is administered by FINRA at Sylvan Prometric or Pearson Vue Centers in a computerized format. To Qualify for the Series #28 exam, no pre-requisite examination are required.

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Series 27 & 28
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