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Greico will assist you from start to finish on your goal to pass the exam. We have a team of instructors ready to answer your questions by email or by phone. You are on a great start towards passing your exam.

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Part 1 - Investment Bank - Basics

Part 1 - Investment Bank - Registration of Securities

Part 1 - Investment Bank - Exempt Securities & Transactions

Part 1 - Investment Bank - Special Transactions

Part 1 - Investment Bank - Securities Exchange Act of 34

Part 1 - Investment Bank - Compensations, M&A, Misc

Part 2 - Sales Supervision - Becoming a Finra Member

Part 2 - Sales Supervision - Registration of Personel

Part 2 - Sales Supervision - Other Finra Rules

Part 2 - Sales Supervison - Finra Communications Rules

Part 2 - Sales Supervision - Supervising Sales

Part 2 - Sales Supervision - Research Report Rules

Part 2 - Sales Supervision - Conduct Rules

Part 2 - Sales Supervision - Uniform Practice Code

Part 2 - Sales Supervision - Dispute Procedures

 

Class 3 - Customer Accounts & Margin

 

Customer Accounts
Other Accounts
Anti Money Laundering
Intro to Margin
Long Map of Margin
Short Map of Margin
Misc. Margin

 

Part 4  - What is an Investment?

Part 4  - Open End Investment Companies 

Part 4  - Why buy investment companies?

Part 4  - Annuities 

Part 4 - Retirements

Part 5 - Trading Markets - Introduction

Part 5 - Trading Markets - Floor of the NYSE

Part 5 - Trading Markets - Types of Orders

Part 5 - Trading Markets - Corporate Actions

Part 5 - Trading Markets - Circuit Breakers

Part 5 - Trading Markets - Intro to Nasdaq

Part 5 - Trading Markets - More Nasdaq

Part 5 - Trading Markets - Regulation NMS/ATS

Part 5 - Trading Markets - 21A

Part 5 - Trading Markets - 3rd Market

Part 5 - Trading Markets - OTCBB/PINK

Part 5 - Trading Markets - Trade Reporting & 5% Markup Policy

Part 6 - Net Capital and Recordkeeping

 
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