Materials & Classes

Available Beginning October 1, 2018

The Securities Industry Essentials (SIE or Essentials) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.

370032e4-dc78-4492-bd59-684d0acbcd9c.png

Scroll To View Full Catalog
  • Z - Free Consultation

    Z - Free Consultation

    Purchase this product and we will give you a call to discuss what is the best way for your to prepare you or your team. Please include in the comments on check out what material you want to cover and any other relevant details about your situation.

    $0.00